AML​/CFT Compliance Specialist – Commerce Compliance

Responsibilities

• Ensure completion of AML/CFT Compliance reports in accurate and timely manner; and conduct quality reviews as needed and ensures resources are responsibly allocated.
• Ensure all issues of noncompliance and audit finding(s) are continuously monitored and corrective actions are consistently applied across all sites. Oversee and assist with site investigation work.
• Assess system features/capabilities, data feeds and mapping, appropriate and customized usage, implementation gaps, identification of necessary controls, ensuring alignment to risk appetite, and identifying automated controls/processes.
• Assess and manage the technologies supporting the AML/CFT Program in collaboration with IT & Operations.
• Maintain advanced knowledge of BSA, FinCEN, IRS, Federal/State and Indian Gaming Regulations as it relates to AML/CFT compliance and at all times comply with related policies and procedures.
• Review, investigate, and collaborate with other departments to resolve AML/CFT related issues and maintain all related documents for compliance with BSA, FinCEN, IRS, Federal/State and Indian Gaming Regulations.
• Perform oversight, audit, and investigations related to patron applications for casino services, system monitoring alerts, and analyze complex data to assist in determining if activity appears suspicious.
• Draft detailed reports encompassing investigation results that clearly articulate the issues noted and remedial actions to be taken.
• Associate may be designated as the Lead AML/CFT Compliance Officer and assume daily job responsibilities in the absence of the AML/CFT Regional Compliance Manager.
• Other duties as assigned.

• Bachelor’s degree in Business or related field or 4 years of directly related experience.
• Excellent computer skills, including Microsoft Office.
• Excellent time management and related organizational skills, including appropriate sense of urgency, a proactive approach, and a suitable ability to anticipate and manage project lifecycle events, issues and obstacles.
• Ability to work across boundaries to negotiate solutions and interpret matters from the perspective of involved stakeholders.
• Excellent problem solving, analytical ability.
• Must act with discretion and confidentiality in handling sensitive materials.
• Seven (7) years of audit, regulatory compliance, risk management, or comparable work experience.
• Professional certification, Certified Gaming Anti-Money Laundering Specialist (GAMS), Certified Anti-Money Laundering Specialist (CAMS), Certified AML and Fraud Professional (CAFP), or ABA Certificate in BSA and CFT Compliance.