Vice President, Trade Surveillance
Job in
Edison, Middlesex County, New Jersey, 08818, USA
Listed on 2026-08-04
Listing for:
HW3
Full Time
position Listed on 2026-08-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
VP-level Trade Surveillance opportunity with a regulated financial services firm.
Must-haves:
- 7+ years of hands-on trade surveillance experience
- Strong equities and options surveillance experience
- Direct crypto or digital-asset surveillance experience
- Hands-on experience with NASDAQ SMARTS
- Experience with FINRA investigations and Electronic Blue Sheets
- Active Series 7 and Series 24
- Strong knowledge of market abuse, including spoofing, layering, wash trading, front-running, and marking the close
This role is fully on-site in Jersey City.
A financial services firm is seeking an experienced Vice President of Trade Surveillance to lead daily surveillance reviews, investigate potential market abuse, and support regulatory inquiries. The role requires strong experience across equities, options, and digital assets, along with hands-on NASDAQ SMARTS experience and active Series 7 and 24 licenses. This is a fully on-site position in Jersey City
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