Manager of Trade Surveillance and Governance

Oversee trade compliance at RBC as the Manager of Trade Surveillance and Governance. Focus on detecting market abuse and ensuring effective governance practices for the Compliance Surveillance Team.

This pivotal position involves conducting surveillance alerts and supporting the Associate Director in maintaining compliance across capital markets and wealth management. Your insights will help identify risks and enhance regulatory adherence.

Key Responsibilities:

• Review post-trade surveillance alerts for market compliance

• Resolve escalated concerns and issues regarding trading

• Advise management on financial and reputational risks

• Contribute to governance audits and regulatory requests

• Support scenario testing and monthly quality assurance reviews

Requirements:

• At least 5 years of relevant experience

• In-depth knowledge of market abuse patterns

• Familiarity with financial compliance requirements

• Experience in developing governance frameworks

• Strong analytical and communication skills

Contribute significantly to RBC's governance strategy in trade surveillance while enhancing your career in Toronto.
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