Director, Branch Examinations & WM Compliance
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Management
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Finance & Banking
Job Description & How to Apply Below
Morgan Stanley is seeking a Branch Examiner in WM Compliance to oversee risk-based branch examinations across retail locations. This director-level role partners with Compliance to strengthen supervisory practices and safeguard regulatory integrity for the firm.
The candidate will perform testing, interviews, and evaluation of controls, while coordinating corrective actions with branch staff. Domestic travel of 30–40% is required and FINRA licenses are a plus.
Step into the Director, Branch Examinations & WM Compliance role at 474 MS Services Group, Inc. in TX, United States and grow with us.
For the Director, Branch Examinations & WM Compliance position at 474 MS Services Group, Inc., we are reviewing applications now.
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