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Compliance Oversight Consultant for OBA & Passive Investments
Job in
Elgin, Kane County, Illinois, 60122, USA
Listed on 2026-08-06
Listing for:
6AM City, LLC
Full Time
position Listed on 2026-08-06
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Codeworks, an LRS company, seeks a Compliance Supervision Consultant on a contract basis to support review and approval of OBAs and Passive Investments in line with FINRA rules and internal policies. You will assess risks, identify conflicts, and communicate regulatory requirements to stakeholders.
You will analyze submissions to ensure accuracy, help maintain consistent documentation, and collaborate with colleagues to meet project goals.
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