Director, AML & Regulatory Compliance (Broker-Dealer
Job in
Elizabeth, Union County, New Jersey, 07215, USA
Listed on 2026-08-15
Listing for:
Salient Group
Full Time
position Listed on 2026-08-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime, Financial Compliance
Job Description & How to Apply Below
Salient Group seeks a senior Director of Compliance – AML & Regulatory Affairs to own and drive the broker-dealer’s compliance posture. You will oversee AML program governance, regulatory examinations, and surveillance across trading and clearing operations, interfacing with FINRA, SEC, and state regulators.
You will lead remediation, investigations, and control enhancements while partnering with Technology and Risk to modernize systems and reporting.
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