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Senior Regulatory Compliance Specialist; FINRA/SEC
Job in
Elsmere, New Castle County, Delaware, USA
Listed on 2026-07-19
Listing for:
ACA Group
Full Time
position Listed on 2026-07-19
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
ACA Group in the United States seeks a Registration Specialist to manage FINRA and SEC registration for registered representatives, ensuring timely filings and strict regulatory compliance. You will be the primary interface for registration matters and coordinate with staff during onboarding and ongoing licensing.
Qualifications include a Bachelor’s degree and at least five years of related experience; FINRA licenses are a plus.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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