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Junior Legal & Compliance Analyst SEC‑Registered Funds
Job in
Erie, Erie County, Pennsylvania, 16501, USA
Listed on 2026-02-12
Listing for:
Tiff Advisory Services
Full Time
position Listed on 2026-02-12
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in Pennsylvania is seeking an entry-level Legal and Compliance Analyst to support its compliance team in legal matters for SEC-registered investment advisers. Candidates need a BA/BS degree and should be detail-oriented and motivated. Responsibilities include preparing regulatory documents, responding to compliance requests, and maintaining records and compliance calendars. The firm offers competitive compensation in a mission-driven culture.
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