Compliance Manager at IGM Financial

Lead compliance efforts as a Compliance Manager with IGM Financial in Toronto, Winnipeg, British Columbia, Alberta, or Saskatchewan. Oversee regulatory adherence, training, and supervisory activities for a leading wealth management firm.

IGM Financial Inc. seeks an experienced Compliance Manager to lead Tier 1 supervision and compliance issue resolution. This role requires a strong background in compliance, training program implementation, and regulatory obligations management. You'll support IG Wealth Management registrants and ensure adherence to CIRO regulations and standards across multiple locations.

Key Responsibilities:

• Conduct reviews of daily trading and KYC updates

• Manage regulatory commitments and training programs

• Supervise internal compliance reviews and regulatory audits

• Implement and coordinate training delivery for staff

• Resolve compliance issues with regulatory guidelines

Requirements:

• 7+ years in a compliance-related environment

• Post-secondary degree in a relevant field

• Immediate CIRO supervisor registration qualification

• Bilingual in English and French (mandatory in Quebec)

• Proven problem-solving and organizational skills

Embrace this opportunity to enhance compliance standards and contribute to IGM Financial's success.
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