Senior Manager, Asset Management Compliance – Alternatives Manager Oversight

Responsibilities

• Perform Operational Due Diligence (ODD) of third-party fund managers of alternative investment products on behalf of the CCOs, other governing bodies, and investors
• Assess compliance oversight programs for improvement opportunities and regulatory changes
• Foster strong partnerships with key business partners to support expansion of solutions-based products and fund offerings
• Interact frequently with Fidelity control partners, including Legal, Treasurer’s Office, Risk, and Operations

• Bachelor’s degree or equivalent
• 5+ years of compliance, risk, and/or regulatory experience in the financial services industry
• Experience supporting alternative investment products and/or private funds (preferred, not required)
• Strong understanding of the federal securities laws including the Investment Advisers Act of 1940
• Excellent verbal, written, and interpersonal communication skills
• Strong analytical and problem-solving skills
• Drive to evaluate opportunities for improvements in process through technology solutions
• Strong organizational skills and attention to detail, with a proven ability to succeed in a fast-paced environment

• Bachelor’s degree