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Chief Compliance Officer: Scale Regulated Wealth Management
Job in
Fernley, Lyon County, Nevada, 89408, USA
Listed on 2026-06-21
Listing for:
Compound Planning, Inc.
Full Time
position Listed on 2026-06-21
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Compound Planning, Inc. is seeking a Chief Compliance Officer to lead its compliance program as the firm scales. The role requires extensive experience in SEC registered investment advisers and wealth management operations.
The Chief Compliance Officer will embed a culture of compliance, manage regulatory documentation, and ensure adherence to obligations. Ideal candidates will have a thorough understanding of regulatory frameworks and previous success in shaping compliance programs.
Join a team dedicated to building the future of financial advisory with integrity and responsiveness.
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