Associate Financial Planner - Series 7 and Series licenses

Associate Financial Planner

Competitive salary: $70,

Clear career growth path with increasing responsibilities and client exposure

Opportunity to earn Series 7 and 66 licenses if not already obtained

Work closely with experienced Financial Planners and Advisors

Exposure to high-net-worth client relationships and comprehensive financial planning

Collaborative and supportive team environment

Opportunity to participate in client meetings and investment management activities

Long-term career development within a growing wealth management practice

Prepare for client meetings by gathering data, creating agendas, and producing planning materials

Maintain accurate client information within financial planning and CRM systems

Coordinate post-meeting follow-up activities and client communications

Assist with financial planning analysis and implementation activities

Support account opening, transfers, and ongoing account maintenance

Assist with portfolio reviews, trading, and account rebalancing activities

Communicate professionally with clients, advisors, attorneys, CPAs, and other partners

Monitor client financial situations and identify items requiring advisor attention

Help manage team workflows and ensure timely completion of client requests

Participate in client review meetings and gradually assume greater client-facing responsibilities

Identify opportunities to improve processes and enhance the client experience

FINRA Series 7 and Series 66 licenses, or ability to obtain both within 12 months of hire

12 years of experience in wealth management, financial planning, investment advisory, banking, or financial services preferred

Bachelor's degree preferred

Strong analytical, financial, and problem-solving skills

Excellent verbal and written communication skills

Highly organized with strong attention to detail

Ability to manage multiple priorities in a fast-paced environment

Strong client service mindset and professional demeanor

Ability to work independently while collaborating effectively with advisors and support staff

Experience working with high-net-worth clients

Experience with financial planning software and CRM systems

CFP designation or progress toward obtaining CFP certification

Experience with investment account trading and portfolio management support

Previous experience in a Registered Investment Advisor (RIA), broker-dealer, or wealth management firm