Hybrid Compliance Specialist – Reg & Training Expert
Listed on 2026-10-02
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Finance & Banking
Regulatory Compliance Specialist
Valmark Financial Group is seeking a Compliance Specialist to manage day-to-day compliance tasks for its independent Member Offices, handling inquiries, policy updates, and review of advertising submissions.
The role includes performing FINRA/SEC testing, branch exams, and cross-functional collaboration with supervisors. A strong emphasis on attention to detail, regulatory knowledge, and reporting is required; hybrid work is available after an in-office period.
The following opportunity is for a Hybrid Compliance Specialist – Reg & Training Expert with Valmark Financial Group.
All applications are reviewed carefully by our team.
The position is based in KY, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 55.000 - 65.000.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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