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Regulatory Compliance Specialist

Onboarding & Licensing Compliance Specialist

Job in Florham Park, Morris County, New Jersey, 07932, USA
Listing for: Insight Global
Full Time position
Listed on 2026-02-28
Job specializations:
  • HR/Recruitment
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 27 - 37 USD Hourly USD 27.00 37.00 HOUR
Job Description & How to Apply Below
A staffing and consulting firm is seeking a Compliance Regulatory Compliance Specialist in Florham Park, New Jersey. The role involves supporting broker-dealer onboarding and ensuring compliance with FINRA, SEC, and state regulations. Candidates should have a bachelor's degree and at least 2 years of experience in the compliance field. This position offers a compensation range of $27 to $37 per hour and includes benefits such as medical, dental, and 401k retirement account access.
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