Compliance and Regulatory Attorney at AD Mortgage Fort Lauderdale, FL
Listed on 2026-06-02
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Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist, Financial Law
About this Opportunity
The Compliance and Regulatory Attorney is responsible for ensuring the company's mortgage lending operations comply with all applicable federal, state, and local laws and regulations. This role provides legal guidance on regulatory matters, monitors compliance with mortgage lending laws, and assists in developing policies and procedures to mitigate regulatory risk.
Key Responsibilities- Provide legal advice and guidance on federal and state mortgage lending regulations.
- Ensure compliance with laws and regulations governing residential mortgage lending, including those enforced by the Consumer Financial Protection Bureau, Federal Housing Administration, and other regulatory agencies.
- Interpret and advise on mortgage‑related regulations such as Truth in Lending Act, Real Estate Settlement Procedures Act, Equal Credit Opportunity Act, and Home Mortgage Disclosure Act.
- Review and update company policies, procedures, and internal controls to ensure regulatory compliance.
- Monitor legislative and regulatory developments affecting mortgage lending and advise management on potential impacts.
- Assist with regulatory examinations, audits, and responses to government inquiries.
- Review marketing materials, loan documentation, and disclosures to ensure compliance with applicable laws.
- Provide training and guidance to internal departments on compliance requirements and regulatory changes.
- Work closely with risk management, underwriting, servicing, and operations teams to maintain compliance standards.
- Identify potential compliance risks and develop strategies to mitigate regulatory exposure.
This is a full‑time, office‑based position in a modern, cozy environment in our Fort Lauderdale HQ. Standard working hours are Monday to Friday, 9:00 AM to 6:00 PM, promoting a healthy work‑life balance.
Skills & Qualifications- Juris Doctor (J.D.) from an accredited law school.
- Active license to practice law in at least one U.S. jurisdiction.
- 2–7+ years of experience in regulatory compliance, mortgage lending, banking law, or financial services.
- Strong knowledge of mortgage lending regulations and regulatory frameworks.
- Experience interacting with federal and state regulatory agencies.
- Comprehensive benefits package including PTO, sick days, paid volunteer hours, medical, dental, vision insurance, and 401(k).
We are an equal‑opportunity employer and value diversity. We do not discriminate on the basis of race, religion, color, national origin, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform crucial job functions, and to receive other benefits and privileges of employment.
Please contact us to request accommodation.
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