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Compliance Supervisory Lead – Onboarding & OBA Oversight
Job in
Fort Mill, York County, South Carolina, 29715, USA
Listed on 2026-08-04
Listing for:
LPL Financial
Full Time
position Listed on 2026-08-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
LPL Financial is seeking an Onboarding Supervision & Outside Business Activities Supervisor in the United States. The role conducts due diligence reviews of prospective advisors seeking to affiliate with LPL, focusing on OBA, PST, and office-sharing requests to ensure regulatory compliance.
Ideal candidates have 3+ years in financial services compliance, strong communication skills, and FINRA licensing (Series 7/24 and 63 or 66).
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