Vice President, Regulatory Portfolio Strategy & Governance
Job in
Fort Mill, York County, South Carolina, 29715, USA
Listed on 2026-08-27
Listing for:
LPL Financial LLC
Full Time
position Listed on 2026-08-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
LPL Financial Holdings Inc. is seeking a Vice President of Mandatory Regulatory Portfolio Governance to lead strategy, governance, and funding for a multi-million-dollar regulatory initiative portfolio.
You will align senior leaders across Compliance, Risk, Legal, Product, Tech, and Operations to maximize risk reduction and regulatory obligation compliance. The role demands executive influence and the ability to balance competing priorities, resource constraints, and business outcomes while
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