VP, Assistant General Counsel - Brokerage & M&A
Listed on 2026-10-06
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Finance & Banking
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Management
LPL Financial is seeking an experienced attorney to serve as Vice President, Assistant General Counsel, Brokerage, reporting to a Senior Vice President. The role centers on strategic legal advice for the broker-dealer, investment advisory businesses, and related platform conversions.
The ideal candidate has extensive experience with Securities Exchange Act, FINRA, and SEC regulations, strong legal writing, and the ability to manage a substantial docket autonomously in a fast-paced environment.
This is an excellent role to take on the VP, Assistant General Counsel
- Brokerage & M&A role at LPL Financial.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the VP, Assistant General Counsel
- Brokerage & M&A role in the description above.
We appreciate your interest in this position.
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