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Tech Risk & Compliance Analyst II
Job in
Fort Mill, York County, South Carolina, 29715, USA
Listed on 2026-08-22
Listing for:
LPL Financial LLC
Full Time
position Listed on 2026-08-22
Job specializations:
-
IT/Tech
Cybersecurity, IT Business Analyst
Job Description & How to Apply Below
LPL Financial Holdings Inc. is seeking an experienced IT Risk & Controls professional to join the first line of defense. You will own day-to-day readiness, testing, and audit facilitation for SOX, SOC 1, SOC 2, CCPA/CPRA, and NYDFS 23 NYCRR 500 attestations.
You will partner with IT, Engineering, Security, and Internal Audit to keep the control environment audit-ready year-round while driving automation that reduces manual testing. This is a hands-on, embedded role with control owners.
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