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Director, Brokerage Operations & Account Lifecycle

Job in Fort Worth, Tarrant County, Texas, 76102, USA
Listing for: INNOVAYTE LLC
Full Time position
Listed on 2026-09-07
Job specializations:
  • Business
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 120000 - 180000 USD Yearly USD 120000.00 180000.00 YEAR
Job Description & How to Apply Below

Equity Trust Company seeks a Director of Brokerage Operations, Account Lifecycle, to oversee day-to-day broker-dealer operations for new accounts and maintenance. This leader guides regulatory interpretation, process updates, and technology use for opening and maintaining accounts.

The role requires strong governance, risk management, and collaboration with FINRA and other regulators, plus a track record of building capable teams and guiding policy changes.

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