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Regulatory Compliance Specialist

Marketing Compliance Officer — SEC Rules & Materials Review

Job in Fort Worth, Tarrant County, Texas, 76102, USA
Listing for: Dagen
Full Time position
Listed on 2026-02-06
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in Fort Worth is seeking a motivated Compliance Officer focusing on the review of marketing materials and compliance testing. The ideal candidate will have at least 5 years of experience in compliance within an asset-management context, with strong knowledge of SEC regulations. Benefits include employer-paid health insurance, a competitive salary, and a 401(k) plan. This full-time position requires working in-office Tuesday through Thursday.
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