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US Securities Ops & Regulatory Oversight; FINRA-regulated

Job in Fort Worth, Tarrant County, Texas, 76102, USA
Listing for: G MASS
Full Time position
Listed on 2026-02-23
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Banking & Finance
Salary/Wage Range or Industry Benchmark: 59000 - 196000 USD Yearly USD 59000.00 196000.00 YEAR
Job Description & How to Apply Below
Position: US Securities Ops & Regulatory Oversight (FINRA-regulated)
A consultancy firm is supporting a global investment bank with the build-out of a US-facing securities operations and regulatory oversight capability. This program includes positions from Analyst to Director, focusing on post-trade operations in a FINRA-regulated environment. Successful candidates will initially work as consultants with a clear path to permanent employment, involved in securities settlements, asset servicing, and interactions with regulators.

Compensation ranges from around £59,000 to £196,000 based on experience.
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