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Regulatory Compliance Specialist Financial Consultant Banking & Finance Financial Services

Trading Services Specialist — Securities & Strategy

Job in Franklin, Milwaukee County, Wisconsin, 53132, USA
Listing for: Northwestern Mutual
Full Time position
Listed on 2026-02-28
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Consultant, Banking & Finance, Financial Services
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Franklin, WI is seeking a Trading Services Consultant. This role involves providing advanced securities guidance and trade execution support to clients and financial representatives. Applicants must have a bachelor's degree, at least 5 years of brokerage experience, and possess relevant FINRA licenses. The Consultant will help clients make informed investment decisions and ensure compliance with securities regulations while building strong client relationships.
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