Wealth Management Compliance Analyst
Listed on 2026-09-17
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Risk Manager/Analyst
Veritas Partners, a wealth management firm in Hunt Valley, MD, seeks a Compliance Analyst to join its internal compliance team. The incumbent reports to the Chief Compliance Officer and will monitor and test adherence to the Investment Advisers Act.
Responsibilities include reviewing client activity, marketing materials, preparing filings (Form ADV updates, state registrations), and supporting SEC examinations and audits.
Are you ready to take on the Wealth Management Compliance Analyst role at Veritas Partners?
We have an opening for a Wealth Management Compliance Analyst in MD, United States within Legal, Management & Operations.
This role, Wealth Management Compliance Analyst at Veritas Partners, could be your next opportunity.
We would love to welcome a new Wealth Management Compliance Analyst to our group in MD, United States.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).