Compliance Tester

Overview

Compliance Tester
Duration: 3 mo
Location - Tampa or Jersey

The Impact you will have in this role:

Within the Compliance Testing team you will be responsible for executing controls testing: assess the design and effectiveness of controls, identify meaningful issues, and work with responsible persons to assist them in creating mitigating action plans, while creating reliable documentation to support this work.

• Assesses the risk and control environment for processes through standard testing methodologies
• Effectively communicates throughout the testing lifecycle while translating concepts and potential issues clearly and in business terms
• Work with Compliance Testing Management and coverage area leadership to develop action plans to enhance controls and provide ongoing support and monitoring of the implementation of those controls
• Prepares draft reports that are cleared in accordance with Compliance Testing report issuance guidelines
• Demonstrates a strong commitment to teamwork and collaboration
• Documents work performed clearly and concisely and prepares well-written reports

• Minimum 3 years of related experience
• Bachelor's degree preferred, preferably with a technology-related major
• Demonstrates a knowledge of financial services industry processes and concepts

• Experience in audit or compliance testing
• Familiarity of and ability to interpret financial services industry regulatory requirements
• Certifications related to the candidate's coverage responsibilities are beneficial, but not required, such as Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Certified Information Systems Security Professional (CISSP)