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Senior Securities Examiner (Hybrid) – Investor Protection
Job in
Gardiner, Kennebec County, Maine, 04345, USA
Listed on 2026-08-22
Listing for:
MaineGuide
Full Time
position Listed on 2026-08-22
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Department of Professional & Financial Regulation (and Boards) in Gardiner seeks a Senior Securities Examiner to conduct examinations of broker-dealers and investment advisers and review license applications to ensure compliance with state and federal laws. The role requires strong analysis, reporting, and communication skills.
The position offers opportunities to influence regulations, testify at hearings, and guide firms.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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