Strategic Compliance Leader - Financial Services
Job in
Gastonia, Gaston County, North Carolina, 28054, USA
Listed on 2026-08-11
Listing for:
Jobtailor
Full Time
position Listed on 2026-08-11
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Jobtailor seeks a seasoned Compliance professional to lead risk-based program initiatives within the financial services sector. The role focuses on shaping and implementing comprehensive compliance programs across the business unit, guiding complex investigations, and coordinating preventative measures to mitigate risk.
Ideal candidates will have 5+ years of experience in risk/compliance, strong regulatory knowledge for RIAs/broker-dealers, and proven ability to draft policies and SOPs, while
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