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Brokerage Operations & Client Services Associate
Job in
Gastonia, Gaston County, North Carolina, 28054, USA
Listed on 2026-09-07
Listing for:
Jobtailor
Full Time
position Listed on 2026-09-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Your Journey Financial Advisors in Gastonia, NC seeks a securities-licensed administrative professional to support broker-dealer operations and advisor service. You will assist advisors, manage account inquiries, and process new accounts, transfers, and servicing tasks while ensuring accuracy and regulatory compliance.
Ideal candidates bring FINRA licenses, several years in brokerage operations, and a client-focused communication style.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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