Compliance Officer Family Office

A well-established Family Office in Geneva is seeking a part-time Compliance Officer (50%) as part of its efforts to strengthen its internal control and compliance activities. The position is initially planned to be 50%, with a gradual increase in the level of employment depending on the future development of the Family Office's activities.

• Ensure the compliance of the Family Office with legal, regulatory and internal requirements, as well as with the ethical standards applicable to financial markets
  .
• Assist teams in the application of compliance rules through advice, awareness-raising, information, training and monitoring activities.

• Manage the processes for opening and closing accounts (KYC, due diligence, etc.).
• Analyse client files from a CDB/LBA and taxation perspective.
• Carry out periodic account reviews
  .
• Follow up on files and conduct necessary investigations
  .
• Prepare any communications to MROS or other competent authorities.
• Monitor transactions involving increased risk
  .
• Process alerts related to sanctions
  , PEPs and unusual events.
• Carry out ad hoc checks related to AML, cross-border transactions, market abuse, taxation
  , etc.
• Ensure compliance with applicable Swiss regulations (FINMASA, AMLA, OBA-FINMA, CDB, FINMA circulars, etc.).
• Participate in the review of the internal regulatory framework
  , processes and any compliance projects of the Family Office.
• Monitor regulatory developments
  , participate in internal training and share information with teams.
• Prepare internal and external audits and assist auditors in their checks.

• Proven experience in banking compliance or family office (minimum 3 to 5 years).
• In-depth knowledge of AML, CDB, taxation, cross-border and other Swiss regulations.
• Ability to work independently, rigorously and confidentially in a small organisation.
• Perfect command of French and English
  .