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Senior Analyst, Public s
Job in
Germantown, Montgomery County, Maryland, 20875, USA
Listed on 2026-07-13
Listing for:
Jobtailor
Full Time
position Listed on 2026-07-13
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
- Conducts routine and complex assessments and analysis of FINRA firms’ Corporate Financing filings and related investigative matters
- Analyzes filings for violations of rules, regulations, statutes, and policies
- Drafts well‑written correspondence and analysis
- Delivers high‑quality work product that reflects and leverages acquired knowledge, training, feedback, and guidance with limited corrections
- Monitors workflow and task completion
- Responds to internal and external requests and inquiries regarding filings reviews
- Escalates complex and/or sensitive matters and developments to second reviewers and/or managers
- Participates in and contributes to internal and external meetings related to assigned work
- Keeps current with relevant rules, regulations, statutes, and policies governing filings
- Demonstrates the culture of intelligence, integrity, and initiative in day‑to‑day interactions with the team
- Bachelor’s degree in Finance, Accounting, Business, or related field
- At least three (3) years of related industry experience
- Demonstrate initiative to work on projects involving data analytics
- Excellent written and oral communication skills
- Excellent organizational skills
- Must be detail oriented
- Ability to manage assigned work and multiple priorities
- Excellent time‑management and problem‑solving skills
Position Requirements
10+ Years
work experience
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