Financial Depository Examiner Supervisor

Introduction

The Office of Financial Regulation in the Maryland Department of Labor is accepting applications from qualified candidates for the position of Financial Depository Examiner Supervisor. A financial depository examiner supervisor is the supervisory level of financial examination work. Employees in this classification supervise the examination of accounts, records, consumer transactions, and business practices of depository financial institutions (i.e., state-chartered banks, trust companies, and credit unions) primarily located at the business’ headquarters.

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100 S. Charles Street, Baltimore, MD 21201

A Financial Depository Examiner Supervisor is the supervisory level of financial depository examination work, specifically in information technology. Examiners in this classification supervise examiners examining information technology programs of banks, credit unions, and trust companies for safety and soundness and compliance with federal and state laws, rules, and regulations to protect the general public and promote integrity and confidence in the financial industries regulated by the agency.

Examiners in this classification supervise lower-level financial depository examiners. A financial depository examiner supervisor is a field examiner position that may, in management's discretion, work remotely in accordance with the MD DOL and agency's telework policies.

• A financial depository examiner supervisor is responsible for examining the information technology programs of state-chartered banks, trust companies, and credit unions. In doing so, they assess and evaluate an institution's information technology infrastructure, including audit, information technology management, support and delivery, and development and acquisition, as well as management information systems, cybersecurity, risk management practices, and compliance with federal and state laws, rules, and regulations.
  
  An examiner supervisor is also responsible for assigning appropriate examination ratings, supporting and documenting findings, determining conclusions, and providing recommendations and/or corrective actions. Examiner supervisors are to review, evaluate, assess, and assign a formal rating to the information technology components reviewed and translate those findings into written comments with recommendations and/or corrective actions. Examiner supervisors prepare the Information Technology and Operating Risk Assessment section for inclusion in the Report of Examination, detailing the examination ratings, findings, conclusions, and recommendations.
• Examiners at this level are expected to be assigned to conduct the assessment and evaluation of the information technology programs on examinations of large state-chartered financial institutions with complex issues, critical problems, and deficiencies and weaknesses; that are under an enforcement action; and/or are part of multi-bank holding companies, and to monitor compliance with policies and procedures, enforcement actions, and applicable federal and state laws, rules, and regulations.
  
  In addition, examiners at this level are assigned complex and problem institutions to monitor and are responsible for reviewing quarterly data provided by the institution to determine compliance with enforcement actions.

Experience:

Nine years of experience examining the accounts, records, and business practices of depository financial institutions or in examination, managerial, or professional accounting or auditing work.

Notes:

• Candidates may substitute the possession of a bachelor's degree from an accredited college or university, including or supplemented by a total of 24 credit hours in business administration, finance, economics, law or accounting and five years of experience examining the accounts, records, and business practices of depository financial institutions or in examination, managerial, or professional accounting or auditing work for the required experience.
  
  These credit hours must include a minimum of 6 credit hours in either accounting or auditing.
• Candidates may substitute the…