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ACATs & Reconciliation Specialist - Regulatory & Risk
Job in
Gilbert, Maricopa County, Arizona, 85233, USA
Listed on 2026-08-02
Listing for:
Jobtailor
Full Time
position Listed on 2026-08-02
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Jobtailor in the United States seeks a Brokerage Operations professional to review exceptions, reconcile, and provide regulatory oversight for ACAT-related processes. The role requires strong analytical skills and the ability to communicate effectively across multiple levels.
You'll work in a fast-paced environment, manage daily reports, and interpret changing regulatory requirements to support the business and advisors.
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