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Wealth Management Compliance Examiner

Job in Great Falls, Cascade County, Montana, 59404, USA
Listing for: D.A. Davidson Companies
Full Time position
Listed on 2026-08-09
Job specializations:
  • Finance & Banking
    Financial Services, Wealth Management, Financial Advisor / Consultant, Financial Compliance
Salary/Wage Range or Industry Benchmark: 54486 - 80000 USD Yearly USD 54486.00 80000.00 YEAR
Job Description & How to Apply Below

D.A. Davidson Companies is a leading financial services firm providing wealth management, financial planning, investment banking, and public finance services to a client base that includes individuals, corporations, institutional clients, and governments. The firm has operations across the United States.

The Wealth Management Compliance Examiner conducts onsite and virtual examinations of D.A. Davidson WM branch offices, acts as an ongoing compliance contact for branch offices, and supports

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