Manager, Risk and Compliance

Responsibilities

• Execute certification activities for Assurance Digital products and platforms under established standards and guidance.
• Prepare certification artifacts, including procedures performed, evidence collection, conclusions, and draft release recommendations.
• Support pre-release readiness and post-release follow-up activities.
• Support risk assessments for new products, enhancements, and material changes, including documenting risks and proposed mitigations.
• Track risk treatment actions and remediation items through completion, escalating issues as needed.
• Produce and maintain required documentation and evidence in accordance with defined templates and minimum standards.
• Perform quality checks on evidence and certification materials to ensure completeness, accuracy, and inspection readiness.
• Maintain certification records, findings logs, and evidence repositories.
• Partner with product, engineering, and delivery teams to gather inputs, clarify requirements, and support compliance activities.
• Serve as a day-to-day Risk & Compliance contact for assigned initiatives, escalating complex issues to Associate Directors or Directors.
• Support compliance governance forums through preparation of materials, status reporting, action tracking, and follow-ups.
• Assist with audit, inspection, peer review, and internal oversight requests.

• Bachelor’s degree in accounting, Information Systems, Business, Computer Science, or related field - required
• 5+ years of experience - required
• CPA, CISA, CRISC, AIGP, AAIR, AAISM or similar certification - preferred
• Experience with privacy/data protection impact assessments and related process and security controls concepts
• Familiarity supporting SOC 1/SOC 2 reporting concepts
• Exposure to cloud environments (Azure/AWS/GCP) and related control considerations
• Knowledge of external audit workflows and the importance of audit quality, documentation, and evidence.
• Experience working with IT control frameworks (e.g., COSO, COBIT, ITIL) and common technology risk concepts
• Experience partnering with product or technology teams to clarify requirements, obtain evidence, and drive follow-through on remediation actions

Demonstrates expertise in executing certification activities for Assurance Digital products, including risk assessments, compliance governance, and maintaining documentation standards. Proficient in collaborating with cross-functional teams to ensure compliance and quality in certification processes.