More jobs:
Broker-Dealer Operations Lead & FINOP
Job in
Green Bay, Brown County, Wisconsin, 54311, USA
Listed on 2026-08-06
Listing for:
Associated Bank
Full Time
position Listed on 2026-08-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Associated Bank is seeking a senior operations leader to direct broker-dealer and RIA platform activities, ensuring regulatory alignment and efficient operations. You will partner across Finance, Risk, Compliance, and Private Wealth to shape a scalable operating model.
Required is 10+ years in broker-dealer/RIA operations, 7+ years in leadership, and active Series 7, 24, 27 licenses. This role offers strategic visibility with senior leadership and growth opportunities.
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