FINRA Supervision Specialist: Trade Review & Risk Coach
Job in
Greenville, Pitt County, North Carolina, 27834, USA
Listed on 2026-08-16
Listing for:
PNC Financial Services Group, Inc.
Full Time
position Listed on 2026-08-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
PNC Financial Services Group, Inc. is seeking a FINRA Supervision Specialist for its Wealth Management division in the United States.
Based in-office, you will supervise and review trades and accounts, escalating issues and ensuring compliance with securities and insurance regulations, firm policies, and risk controls. You will train and coach Financial Advisors and RR staff, collaborate with Legal, Risk, Compliance, and other partners, and monitor activity to minimize regulatory risk while
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