Senior FCRM Testing Analyst

Position: Senior FCRM Testing Analyst (US)
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* Works Independently as a subject matter expert regarding assigned testing areas and objectives, including related regulatory requirements
* Develops testing documentation and results reporting in-line with testing requirements
* Understands the use of controls for managing financial crimes risk and applies this understanding to independently evaluate controls effectiveness and develop recommendations for enhancement
* Undertakes and completes a variety of projects and initiatives as part of the testing function
* Undergraduate degree or equivalent work experience
* 5+ years experience
* Executes testing engagement work in accordance with established standards to achieve completion within targeted timelines
* Conducts skilled analytical research and analysis as part of the assigned testing objectives
* Works collaboratively with key partners throughout the testing engagement
* Presents objective and independent opinion on the adequacy of processes and controls in accordance with regulatory and internal requirements
* Executes follow-up of findings raised from testing reviews in accordance with established standards
* Provides subject matter expertise on FCRM controls and processes and/or input to projects/initiatives as a representative for area of the FCRM testing function
* Proactively identifies matters which require additional attention, further escalation, or review, and liaises with the appropriate groups to resolve
* Prioritizes and manages own workload to deliver quality results and meet assigned timelines
* Contributes to the analysis, due diligence, and implementation of initiatives within defined assignments
* Adheres to internal policies, standards and procedures, methodologies, and applicable regulatory requirements
* Understands the operations of the business unit / area being tested and to identify potential FCRM risks and apply information to complete
* Clearly and concisely documents research as required to understand requirements specific to an engagement
* Keeps abreast of emerging trends / developments and changes to regulatory framework, internal policies, and standards
* Knowledge of current and emerging trends, risk and typologies of money laundering, terrorist financing and sanctions
* Actively manages relationships within and across various business lines, corporate and/or control functions, and ensures alignment with enterprise and/or regulatory requirements
* Effectively communicates results to FCRM Testing management and the stakeholders
* Maintains a culture of risk management and control, supported through FCRM testing
* Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensures timely communication of issues / points of interest
* Provides thought leadership and/or industry knowledge for own area of expertise and participates in knowledge sharing with the team and/or business unit
* Keeps current on emerging trends / developments and grows knowledge of the business, related tools and techniques
* Participates in personal performance management and development activities, including potential cross training within own team
* Keeps team members informed and up to date about the status / progress of projects and/or all relevant or useful information related to day-to-day activities
* Develops relationships with internal and external business partners / stakeholders to develop productive working relationships
* Contributes to a fair, positive and equitable environment that supports a diverse workforce
* Acts as a brand ambassador for your business area/function and the bank, both internally and/or externally
* Domestic Travel – Occasional
* International Travel – Never
* Performing sedentary work – Continuous
* Performing multiple tasks – Continuous
* Operating standard office equipment - Continuous
* Responding quickly to sounds – Occasional
* Sitting – Continuous
* Standing – Occasional
* Walking – Occasional
* Moving safely in confined spaces – Occasional
* Lifting/Carrying (under 25 lbs.) – Occasional
* Lifting/Carrying (over 25 lbs.) – Never
* Squatting – Occasional
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