Compliance Automation Specialist

• Translate regulatory obligations, control requirements, and manual test steps into automated, data-driven tests

• Write, maintain, and optimize scripts and apply AI-enabled tools to design, build, and execute automated compliance tests

• Pull testing data directly from core, loan, deposit, and ancillary source systems

• Use AI to interpret regulatory requirements, generate and refine test logic and code, analyze large data populations, and surface exceptions and anomalies

• Serve as the liaison between Compliance Testing and enterprise Data and IT teams

• Coordinate data access, source-system mapping, data dictionaries, and secure data extracts

• Identify authoritative data sources, document data lineage, and confirm population completeness and accuracy

• Validate automated and AI-generated test logic and results against expected outcomes and manual samples

• Investigate and resolve discrepancies before results are relied upon

• Document test logic, scripts, AI prompts and tools, data sources, assumptions, and procedures

• Ensure AI and automation use aligns with model risk management, data governance, information security, and responsible-AI standards

• Recommend and implement tools, platforms, and process improvements to expand automated testing coverage

• Support the Director and Chief Compliance Officer during internal audits and federal and state regulatory examinations

• Explain automation and AI testing methodology and produce supporting evidence

• Prepare periodic reporting on automation and AI coverage, test results, and metrics for senior leadership

• Support special projects and participate in required compliance training

• Bachelor’s degree in Information Systems, Data Analytics, Computer Science, Finance, Business, or a related field, or equivalent education and experience
• Minimum of 5 years of combined experience across data analytics / information technology and regulatory compliance, audit, or testing
• Hands-on experience with scripting and automation
• Banking or financial services experience required
• Familiarity with compliance/regulatory testing concepts and data/technology tools
• Hands-on scripting experience, including SQL and Python
• Practical experience applying AI tools, such as large language models or machine-learning / generative-AI tools
• Understanding of AI limitations and need for human validation
• Working knowledge of core, loan, and deposit systems and their data
• Proficiency with relational databases and large data sets
• Understanding of consumer and deposit banking regulations and translating requirements into testable controls
• Strong analytical skills and sound judgment
• Excellent MS Excel skills and overall computer proficiency with Word and Power Point
• Strong communication, organization, accuracy, and attention to detail
• Ability to pass a background and credit check
• Ability to work evenings and weekends as needed
• Up to 10% travel
• Preferred: AI-enabled or machine-learning workflows, prompt engineering, model evaluation, AI in testing or audit
• Preferred: data visualization or BI tools such as Power BI and workflow/automation platforms
• Preferred: GRC, compliance testing, data governance, model risk management, or responsible-AI frameworks
• Preferred: integrating or reconciling data across multiple systems
• Relevant data / analytics / AI credential a plus

Demonstrates expertise in automating compliance testing through scripting and AI tools, with a strong foundation in data analytics and regulatory requirements. Proficient in managing data integrity and validation processes while ensuring adherence to compliance standards.

• Automated Compliance Testing
• Scripting Experience (SQL, Python)
• AI Tools Application (Large Language Models, Machine Learning)
• Regulatory Compliance Knowledge
• Data Analytics Proficiency

• Scripting
• Automation
• Data Analytics
• SQL
• Python
• Relational Databases
• Data Validation
• Test Logic Development
• Data Governance
• Compliance Testing

• Analytical Skills
• Attention to Detail
• Communication
• Organization
• Sound Judgment

• Relevant Data / Analytics / AI Credential

• Banking
• Financial Services
• Regulatory Compliance
• Audit
• Model Risk Management

• AI-Enabled Tools
• Power BI
• Workflow Automation Platforms
• Data Visualization Tools
• GRC Frameworks