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Trading Compliance Lead: Controls & Surveillance
Job in
Greenwich, Fairfield County, Connecticut, 06831, USA
Listed on 2026-07-26
Listing for:
JW Michaels & Co.
Full Time
position Listed on 2026-07-26
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
JW Michaels & Co. in Greenwich, CT seeks a dynamic Compliance Officer to lead trading compliance efforts across desks and markets. You will provide real-time guidance on trade approvals and conduct, ensuring strict adherence to regulations.
Responsibilities include enhancing surveillance programs, building automated controls and dashboards, and partnering with legal, risk, operations, finance, and technology teams to implement compliant go-to-market strategies. Strong communication is essential.
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