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Strategic Compliance Director, Equity Trading & Sales
Job in
Greenwich, Fairfield County, Connecticut, 06831, USA
Listed on 2026-06-23
Listing for:
Piper Sandler
Full Time
position Listed on 2026-06-23
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Piper Sandler is seeking an experienced Director of Compliance to lead regulatory oversight for their Equity Sales & Trading division based in Greenwich, CT. The role includes providing real-time compliance guidance, monitoring adherence to relevant regulations, and ensuring robust surveillance programs.
Qualified candidates will have a Bachelor's degree, at least 10 years of relevant experience, and strong understanding of SEC rules. The salary range is $150,000 - $200,000 annually, depending on experience.
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