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Senior VP, Broker-Dealer Compliance & Distribution
Job in
Greenwich, Fairfield County, Connecticut, 06831, USA
Listed on 2026-08-02
Listing for:
Icapitalnetwork
Full Time
position Listed on 2026-08-02
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
iCapital in Greenwich, Connecticut is seeking a Senior Vice President to lead the Broker Dealer and Distribution Compliance team. This strategic position supports the Chief Compliance Officer to ensure compliance with FINRA and SEC regulations.
The ideal candidate will possess over 12 years of relevant experience, particularly in compliance oversight for alternative and structured investments. This role includes significant leadership responsibilities and requires strong communication skills.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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