More jobs:
VP, Investor Onboarding & Regulatory Review; Hybrid
Job in
Greenwich, Fairfield County, Connecticut, 06831, USA
Listed on 2026-08-30
Listing for:
Socket.dev
Full Time
position Listed on 2026-08-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist, Financial Law
Job Description & How to Apply Below
iCapital seeks an Investor Onboarding and Regulatory Review VP to join its Regulatory and Compliance team to review investor subscription materials and ensure compliance with the Investment Company Act of 1940, the Securities Act of 1933, the Exchange Act, and FINRA Rules.
Responsibilities include leading the Subscription Document Review team, managing client engagements, maintaining investor materials, and updating engagement rules with fund sponsors and law firms.
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