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Regulatory Compliance Specialist Financial Law

Hedge Fund Compliance Counsel: MNPI & Trading Controls

Job in Greenwich, Fairfield County, Connecticut, 06831, USA
Listing for: Atlantic Group
Full Time position
Listed on 2026-03-01
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist, Financial Law
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below
A hedge fund advisory firm in Greenwich, CT, is seeking a Compliance Counsel to provide legal and regulatory oversight. The role involves advising investment teams on material non-public information and regulatory compliance while managing restricted lists and reviewing fund documentation. The ideal candidate should hold a Juris Doctor degree, have 4-8 years of relevant experience, and be knowledgeable about SEC compliance and hedge fund regulations.

This hybrid role requires a strategic legal professional capable of operating in a fast-paced environment.
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