Senior Consultant - Market Conduct at CUMIS

Elevate distributor monitoring as a Senior Market Conduct Consultant at CUMIS Services Incorporated, working in a hybrid model. Your focus will be on compliance and risk management in the life insurance sector.

This position emphasizes the importance of building partnerships and managing licensing activities effectively. You will create and enforce monitoring frameworks, leading audits and investigations while providing key insights and recommendations to senior leaders. Your understanding of financial regulations and industry practices will be crucial in mitigating risks and ensuring fair treatment of clients.

Key Responsibilities:

• Enhance monitoring and supervision frameworks for distributors

• Lead and document distributor audits and findings

• Investigate and report on distributor conduct issues

• Manage all licensing activities for compliance

• Develop and deliver quarterly market conduct reports

Requirements:

• 6-9 years of relevant experience in the industry

• Advanced leadership and communication abilities

• Strong understanding of compliance regulations

• Experience with audits and risk assessment

• Excellent analytical skills in regulatory environments

Drive change and uphold conduct standards with CUMIS Services Incorporated by leveraging your market conduct expertise.
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