Analyst, Communications Surveillance

Job Description What is the opportunity?

You will provide surveillance to RBC Capital Markets, Global Asset Management, and Wealth Management, as well as Transaction Banking and Treasury Services. You will support the delivery of core elements of the Compliance and Surveillance Program as it relates to communications on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives.

• Conduct reviews of electronic and audio communications and integrate the activity with the wider Surveillance team
• Drive forward RBC’s general electronic and audio communications monitoring functionality
• Instigate proactive and bespoke searches and techniques across a wide range of communication platforms
• Facilitate e‑mail retrievals and assist with Compliance investigation
• Ongoing development of reports, systems and processes in order to maintain a cutting‑edge audio and e‑communications monitoring program

• Analytical and problem solving abilities
• An ability and willingness to accept accountability, work with limited direct supervision and support effective cross‑unit co‑operation
• A professional demeanor, investigative analysis and attention to detail
• A proactive approach and an ability to work using your own initiative

• Experience of Capital Markets or Wealth Management Compliance, a trading background or a finance degree or similar

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Address: PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:

PUTRAJAYA

City: Putrajaya

Country: Malaysia

Work hours/week: 40

Employment Type: Full time

Platform: CHIEF LEGAL & ADMIN OFFICE GRP

Job Type: Regular

Pay Type: Salaried