IT Audit Manager – Institutional Services, Wealth Management

Responsibilities

• Responsible for managing, leading, and executing IT assurance activities over the technology environment supporting the Institutional Services (Capital Markets) and Wealth Management (ISWM) domain

• Oversee ongoing risk assessment, audit execution, and continuous monitoring specific to the technologies supporting the ISWM business

• Regularly consult with Audit Leadership responsible for the Cybersecurity and Technology domains

• Support the department’s risk assessment process and development of the annual audit plan

• Independently manage all phases of the audit process—including planning, execution, continuous auditing, and validation procedures—in a risk‑focused manner

• Lead a team of auditors in the identification, assessment, and testing of key IT controls impacting the ISWM domain

• Communicate audit status, emerging risks, and significant issues clearly and proactively to audit leadership and business executives

• Coach, mentor, and oversee audit team members

• Adhere to all company policies, risk management frameworks, and regulatory standards applicable to audit and operational risk

• Bachelor’s degree, preferably in Accounting, Business, Finance, Technology, Cybersecurity, Mathematics, Statistics, or a related field
• 7 years of relevant experience, including 2 years of supervisory or managerial experience
• Strong leadership skills with demonstrated ability to develop and coach others
• Excellent verbal and written communication skills
• Strong project management, analytical, and interpersonal skills
• Effective negotiation skills and the ability to maintain independent viewpoints in senior‑level discussions
• MBA or Master’s degree in an appropriate field (preferred)
• Minimum 3-5 years of IT Audit Experience (preferred)
• Minimum 7-10 years of People Leadership Experience (preferred)
• Professional certifications such as CIA, CISA, CISSP, CCSP or similar (preferred)
• Financial Services industry experience preferred (preferred)