Senior Auditor – Financial Crimes

• Execute audits for an assigned business, specialization, function, or project
• Conduct audit work based on established audit plans and standards
• Execute control testing, including walkthrough documentation, test script development and execution, and issue identification
• Coordinate stakeholder communication throughout the audit process
• Review internal controls and share findings and suggestions with stakeholders and audit leadership
• Follow up on findings from regulatory and internal divisional audits
• Provide input to audit projects and initiatives as a specialization representative
• Contribute to reviewing internal processes, identifying control weaknesses or failures, and improving operational efficiency
• Develop and provide complex reporting, analysis, and assessments
• Prepare and share audit findings and presentation materials with management and broader audiences
• Assess and escal key issues to appropriate stakeholders
• Contribute to analysis, due diligence, and implementation of initiatives
• Maintain current knowledge of emerging trends, business practices, analytical tools, and techniques
• Manage workload to deliver quality results within assigned timelines
• Establish relationships across multiple businesses and participate in knowledge transfer
• Support team goals, divisional objectives, productivity, effectiveness, and operational efficiency

• Undergraduate degree required
• 3+ years of relevant experience
• 3+ years of work experience in an audit capacity or compliance testing/monitoring function
• Banking industry audit experience, preferably focused on Financial Crime, BSA/AML, Governance, Risk & Oversight Functions
• Relevant professional certifications such as CIA, CPA, or CRMA, or progress toward them preferred
• Strong written and verbal communication skills
• Strong analytical and problem-solving skills
• Ability to work independently and collaboratively in a team environment
• Proficiency in Microsoft Office Suite, including Excel, Word, and Power Point
• Experience with risk management and audit tools
• Ability to process and handle confidential information with discretion
• Ability to prioritize and manage workload to meet assigned timelines

Demonstrates expertise in executing audits, conducting control testing, and providing complex reporting and analysis within the banking industry, particularly in Financial Crime and BSA/AML compliance. Strong ability to communicate findings effectively and collaborate with stakeholders to enhance operational efficiency.

• Audit Execution
• Control Testing
• Financial Crime Compliance
• CIA Certification
• Microsoft Office Proficiency

• Audit Planning
• Control Testing
• Issue Identification
• Data Analysis
• Risk Management

• Strong Communication Skills
• Analytical Problem-Solving
• Team Collaboration
• Workload Management

• CIA
• CPA
• CRMA

• Banking Industry
• BSA/AML
• Governance
• Risk Management
• Operational Efficiency

• Audit Tools
• Microsoft Excel
• Microsoft Word
• Microsoft Power Point