VP of Compliance​/CCO-Hedge Fund

Job Title:

Vice President, Compliance (Track to CCO)-Hedge Fund
- Greenwich/Stamford area

Location: Hybrid
- Flexible
- Must be located in Westchester or Connecticut

Position Type: Full-Time 200-450k

About the firm: We are a growing, dynamic 2billion aum hedge fund seeking a sharp, hands‑on Vice President of Compliance. This strategic role is designed for a compliance professional to partner closely with senior leadership and transition into the Chief Compliance Officer (CCO) role within 1–2 year(s).

Position Summary: Reporting directly to the current General Counsel and COO, the ideal candidate is an experienced generalist who thrives in a lean, collaborative environment. You will be responsible for the day‑to‑day administration of the firm’s compliance program, taking ownership of Code of Ethics monitoring, marketing and investor communications review, and all required regulatory filings.

• Provide real‑time support to portfolio managers and the trading desk regarding regulatory obligations and fiduciary duties.
• Monitor investment guidelines, ensure trade allocations are handled fairly, and maintain restricted/watch lists.
• Actively monitor personal investments, employee trading, outside business activities (OBAs), and political contributions.

• Review and approve marketing materials, pitch books, and performance records to ensure compliance with SEC regulations and internal disclosures.
• Assist with responding to investor Due Diligence Questionnaires (DDQs) and Requests for Proposals (RF).

• Prepare, update, and file all necessary compliance forms, including annual Form ADV updates, Form PF, and Form
  
  D.
• Assist with maintaining, reviewing, and updating the firm’s compliance manual and related policies and procedures.
• Conduct routine surveillance, testing, and forensic reviews of trading activity and electronic communications.
• Assist in the annual compliance review process (Rule 206(4)-7) and help lead preparations for SEC examinations.

• Education: Bachelor’s degree required. JD or MBA is strongly preferred.
• Experience: 7–10+ years of compliance experience within an SEC-registered investment adviser, hedge fund, or relevant regulatory agency/law.
• Knowledge: Deep familiarity with the Investment Advisers Act of 1940, SEC regulatory frameworks, and general hedge fund operations.
• Location: Must be local to the Westchester County, NY or Connecticut region. This role requires a hybrid in‑office schedule.
• Soft Skills: Outstanding judgment, keen attention to detail, and the ability to interact effectively and assertively with senior management and front‑office personnel.