Trade Operations Specialist: Precise Execution & Compliance
Job in
Hartford, Hartford County, Connecticut, 06112, USA
Listed on 2026-07-14
Listing for:
Empowered Cities
Full Time
position Listed on 2026-07-14
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Banking Operations, Business Administration
Job Description & How to Apply Below
Empowered Cities is seeking a Trade Operations Support Specialist in Hartford, CT to review, release or escalate flagged orders, execute trades and file regulatory reports. The role supports complex transactions and assists advisors with trading operations, ensuring compliance and timely resolution.
Ideal candidates have a degree or related experience, 3+ years in trading operations, and FINRA Series 7 and 24 licenses.
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