Trading Operations Specialist: Advisor Support & Compliance
Job in
Hartford, Hartford County, Connecticut, 06112, USA
Listed on 2026-08-23
Listing for:
TD
Full Time
position Listed on 2026-08-23
Job specializations:
-
Finance & Banking
Financial Advisor / Consultant, Regulatory Compliance Specialist
Job Description & How to Apply Below
TD Wealth in Hartford, CT seeks a Trade Operations Support Specialist to review, release, or escalate live orders, execute trades and file required regulatory reports. The role supports advisors with trading operations and ensures regulatory compliance.
The ideal candidate has an undergraduate degree or substantial related experience, 3+ years in the industry, and FINRA Series 7 and 24 licenses. This is a full-time, on-site position with growth opportunities within TD Wealth.
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